Finance and Insurance Commission

Results: 615



#Item
191Systemic risk / European Union / Financial risk / Finance / Shadow banking system / Bank / European Insurance and Occupational Pensions Authority / European Banking Authority / Non-banking financial company / Financial regulation / Financial economics / Economics

EUROPEAN COMMISSION Brussels, XXX COM[removed]GREEN PAPER

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Source URL: ec.europa.eu

Language: English - Date: 2012-03-19 08:33:43
192Financial institutions / Institutional investors / Economics / Finance / Insurance / Pension / Consumer protection / European Union / Financial economics / Financial services / Investment

Exclusion of pensions from PRIIPs Regulation is justified On 1 April a trialogue agreement was reached by the European Parliament, Council and Commission on the EU packaged retail and insurance-based investment products

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Source URL: www.insuranceeurope.eu

Language: English - Date: 2014-04-02 10:25:11
193Financial markets / Short selling / Financial economics / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Securities market / Short / Emergency Economic Stabilization Act / Canadian securities regulation / Finance / Financial regulation / Business

OPENING STATEMENT OF RANKING DEMOCRATIC MEMBER PAUL E. KANJORSKI SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, AND GOVERNMENT SPONSORED ENTERPRISES THE SEC’S PROPOSALS ON MARKET STRUCTURE: HOW WILL INVESTORS FARE?

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
194Finance / Security / Federal Deposit Insurance Corporation / Temporary Liquidity Guarantee Program / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Flash Crash / Financial economics / Financial regulation / Commodity Futures Trading Commission

Microsoft Word[removed]FDIC Temporary Liquidity Guaranteed Collateral - February 2009.doc

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Source URL: www.wjammer.com

Language: English - Date: 2014-11-19 12:23:04
195Finance / Financial services / Collective investment schemes / Mutual fund / Investment Company Act / U.S. Securities and Exchange Commission / Insurance / Financial adviser / Life insurance / Financial economics / Investment / Institutional investors

Microsoft Word - 413F2DCC-41F2-10C9CD.doc

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
196U.S. Securities and Exchange Commission / Order / Financial economics / Investment / Finance / Financial markets / United States Securities and Exchange Commission / Stock market / Regulation NMS

May 18, 2004 Opening Statement by Congressman Paul E. Gillmor House Financial Services Committee Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises Hearing entitled, “The SEC Proposal on Ma

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
197Stock market / Finance / Investment / Regulation NMS / Order / Market maker / Securities Exchange Act / High-frequency trading / Flash Crash / Financial markets / United States Securities and Exchange Commission / Financial economics

Testimony of John Giesea Security Traders Association Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
198Auditing / Corporate governance / United States corporate law / United States securities law / 107th United States Congress / Sarbanes–Oxley Act / U.S. Securities and Exchange Commission / Stock market / Center for Audit Quality / Finance / Business / Financial economics

Statement of the Honorable Donald L. Evans Chief Executive Officer, Financial Services Forum Testimony Before the Subcommittee on Capital Markets, Insurance and GSEs of the House Financial Services Committee

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
199Corporate governance / Finance / Corporations law / United States corporate law / United States securities law / Sarbanes–Oxley Act / Public Company Accounting Oversight Board / Newt Gingrich / U.S. Securities and Exchange Commission / Auditing / Accountancy / Business

STATEMENT OF FORMER SPEAKER OF THE HOUSE NEWT GINGRICH BEFORE THE HOUSE COMMITTEE ON FINANCIAL SERVICES SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, AND GOVERNMENT SPONSORED ENTERPRISES

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
200Financial services / Broker-dealer / Fixed income market / Insurance / Nationwide Mutual Insurance Company / U.S. Securities and Exchange Commission / Ameriprise Financial / World Financial Group / Financial economics / Investment / Finance

Lawrence 1. Fowler Ir., CLU, LUTCF Agent February 2,2004 Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2004-02-23 10:25:06
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